Brokers and distribution

How finance is sold: brokers, aggregators, dealers, commissions and the paperwork in between.

21 terms in this topic

Agent

An agent is a person or business authorised to act on behalf of another party, the principal, in transactions and negotiations within an agreed scope of authority.

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Aggregator

An aggregator is the organisation that sits between finance brokers and lenders, giving its broker network access to a lender panel, technology, compliance support and commission processing.

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Artificial intelligence (AI)

Artificial intelligence (AI) is technology that lets computer systems learn from data, recognise patterns and make decisions that would traditionally require human judgement, including credit decisions in lending.

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Assignment of contract

An assignment of contract is the transfer of one party's rights under a contract, such as the right to be paid, to a third party, without transferring the assignor's obligations.

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Broker

A broker is a licensed intermediary who connects borrowers with lenders, comparing finance options across a panel of lenders and submitting applications on the borrower's behalf.

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Clawbacks

Clawbacks are contract clauses that let a lender or aggregator recover commission already paid to a broker when a loan is repaid, refinanced or discharged within a set period.

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Commissions

Commissions are payments a lender or product issuer makes to a broker, adviser or referrer for arranging or servicing a financial product, paid upfront, as ongoing trail or both.

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Commitment letter

A commitment letter is a document from a lender confirming it will provide a specified amount of finance on stated terms, subject to listed conditions being met before drawdown.

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Dealers

Dealers are businesses that buy and resell goods such as vehicles, equipment or machinery, and often arrange or introduce finance for the buyer at the point of sale.

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Distributors

Distributors are businesses that buy goods from a manufacturer and resell them to dealers, retailers or end customers, often supporting the sale with pre-arranged finance programs and stocking finance.

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E-signature

An e-signature (electronic signature) is any electronic mark, action or process that shows a person's intention to accept the contents of an electronic document or message.

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Facility letter

A facility letter is a lender's written confirmation of the terms on which it proposes to provide a loan or other finance facility to a borrower.

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Fintech

Fintech (short for financial technology) is the use of software, data and modern infrastructure to deliver or improve financial services, from mobile payments and digital banking to online lending.

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Open banking

Open banking is the regulated framework under Australia's Consumer Data Right (CDR) that lets you authorise accredited third parties to access specific financial data held by your bank.

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Origination

Origination is the whole front end of a financed transaction, from finding and qualifying the borrower through application, underwriting and approval to documentation and settlement.

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Prime lenders

Prime lenders are lenders whose credit appetite is built around lower-risk borrowers: they apply conservative underwriting and stricter documentation, and offer standardised contracts and generally more favourable pricing.

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Relationship lending

Relationship lending is credit that a lender underwrites and manages using information built up over repeated dealings with the borrower, blending hard data with soft insights from relationship managers.

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Sales aid finance

Sales aid finance is a vendor's point-of-sale finance program that lets customers pay for a purchase in regular repayments while the lender pays the vendor at settlement.

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Specialist lenders for temporary residents

Specialist lenders for temporary residents are non-bank lenders, mortgage managers, credit unions and boutique banks that write home loans major banks decline on visa grounds.

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Sub-broking

Sub-broking is a commercial arrangement where an individual or firm without its own licence introduces customers, generates leads or assists with transactions for a licensed broker or licence holder.

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Supplier

A supplier is the party that sells the asset being financed, whether a vehicle dealer, equipment distributor, manufacturer or private seller, and is usually paid by the lender at settlement.

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